Securities Act

Results: 34055



#Item
231United States securities law / Economy / Finance / Law / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Uniform Securities Act / Registered representative / North American Securities Administrators Association / Joseph Borg / Securities Act / Filing

NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org

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Source URL: nasaa.cdn.s3.amazonaws.com

Language: English - Date: 2016-08-03 14:20:30
232Finance / Money / Economy / Corporate finance / Stock market / Equity securities / Security / SEC filings / Warrant / Form 4 / Regulation S-K

SECURITIES AND FUTURES ACT (CAPSECURITIES AND FUTURES (DISCLOSURE OF INTERESTS) REGULATIONS 2012 FORM

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Source URL: ifastcorp.listedcompany.com

Language: English - Date: 2016-08-03 05:30:03
233Stock market / Economy / Finance / Corporate finance / Money / Prospectus / Securities Act / Public offering / Initial public offering / Greenshoe / Registration statement / Security

CXENSE ASA Initial public offering of 1,450,000 Offer Shares Indicative price range of NOK 125 to NOK 150 per Share Listing of the Company’s Shares on the Oslo Stock Exchange, alternatively Oslo Axess This Prospectus

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Source URL: www.cxense.com

Language: English - Date: 2015-08-10 06:16:50
234Law / Arbitration / Financial Industry Regulatory Authority / United States securities law / Arbitral tribunal / Securities Exchange Act / Securities regulation in the United States / Forum / U.S. Securities and Exchange Commission / United States Arbitration Association / Consumer arbitration

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Source URL: cdn.batstrading.com

Language: English - Date: 2015-03-20 17:10:33
235Economy / Finance / Money / Corporate crime / U.S. Securities and Exchange Commission / Securities regulation in the United States / DoddFrank Wall Street Reform and Consumer Protection Act / Public Company Accounting Oversight Board / Securities Act / Insider trading / Registered Investment Adviser / Broker-dealer

Wall Street Lawyer led to some of the strongest, most productive companies in the world. I think it’s no accident that the American approach to capital markets, including SEC oversight, has been emulated by

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Source URL: www.dgslaw.com

Language: English - Date: 2015-04-01 10:48:59
236United States securities law / Finance / Self-regulatory organizations / Economy / Investment / Securities Investor Protection Corporation / Government / Securities Investor Protection Act / U.S. Securities and Exchange Commission / Net capital rule

Rules Relating to Supplemental Report on SIPC Membership 17 C.F.R. § Adopted MarchSECURITIES INVESTOR

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Source URL: www.sipc.com

Language: English - Date: 2016-07-05 15:13:24
237Nexstar Broadcasting Group / SEC filings / Television in the United States / Business / Economy / Securities Act / Proxy statement / Form 10-K

NEXSTAR BROADCASTING GROUP INC

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Source URL: www.mediageneral.com

Language: English - Date: 2016-05-03 10:54:32
238Finance / Money / SEC filings / Financial regulation / U.S. Securities and Exchange Commission / Financial markets / 73rd United States Congress / Securities Exchange Act / Futures contract / Securities regulation in the United States / Market liquidity / Schedule TO

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-08-05 15:57:28
239Finance / Money / Economy / Financial markets / Broker-dealer / Short / Securities Exchange Act / Futures contract

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-07-01 14:31:49
24073rd United States Congress / U.S. Securities and Exchange Commission / Financial regulation / Securities Exchange Act / Securities regulation in the United States / Finance / New York Stock Exchange / National Market System / Futures contract / Economy

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-05-13 15:33:24
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